【問題】SFC regulated activities ?推薦回答

關於「SFC regulated activities」標籤,搜尋引擎有相關的訊息討論:

Do you need a licence or registration? - SFC。

2019年2月11日 · Types of regulated activity · Type 1 Dealing in securities · Type 2 Dealing in futures contracts · Type 3 Leveraged foreign exchange trading · Type ...: 。

[PDF] Licensing Handbook - SFC。

regulated activity without the required licence or registration. 4. The SFC maintains a register of licensed corporations, licensed representatives,.: 。

Enforcement news | Securities & Futures Commission of Hong Kong。

SFC reprimands and fines Mason Securities Limited $3.6 million for breaches of anti-money laundering regulatory requirements. 2 Dec 2021. POON Chun Hing.: 。

Alert List | Securities & Futures Commission of Hong Kong - SFC。

Taiwan Options and Futures Exchange, Fake regulators and/or market operators, 22 May 2013. Takahashi Nakamura Associates, Unlicensed entities, 10 Jul 2009.: 。

All news | Securities & Futures Commission of Hong Kong - SFC。

Events ; 15 Dec 2021, SFC reprimands and fines Mason Securities Limited $3.6 million for breaches of anti-money laundering regulatory requirements ; 10 Dec 2021 ...: 。

Ongoing obligations | Securities & Futures Commission of Hong Kong。

2021年7月14日 · In any event, if you intend to cease to carry on any regulated activities, you should notify the SFC as mentioned below, and should also ...: 。

Register of licensees & registered institutions - SFC。

Please select: Search by name or CE number · Search by regulated activity. Updates to the Public Register in November 2021: Additions of licensed persons ...: 。

List of publicly offered investment products - SFC。

Investment products' offering documents that have been authorised by the SFC for issuance under the Securities and Futures Ordinance (SFO) or for registration ...: 。

Army task number lookup。

Please check the recent activity section below for links to new and updated … ... Brian Creech, of Petersburg, Illinois, U. The SFC provides professional ...。

Moondoge airdrop。

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